WebMar 20, 2024 · Further guidance on the FCA’s Consumer Duty expectations has been coming thick and fast in recent weeks and months. In January, the regulator published findings from its review of larger ‘fixed’ firms Implementation Plans, in a bid to spotlight good practice whilst noting key areas for improvement. This gave a clear insight into what ... WebNov 1, 2024 · The FCA will need to be, and remain, satisfied that remote working, or move to a non-centralised location, doesn’t affect the ability to meet threshold conditions or oversee its functions, including outsourced functions. The FCA needs to be able to have ongoing access to firms, records and employees. This is wherever they work including at ...
The FCA’s discussion paper - KPMG Global
WebOct 28, 2024 · Financial Conduct Authority ... Prudential Regulation Authority ... The PRA issued the world’s first supervisory expectations for the management of climate-related financial risks in April 2024, and in July 2024 set a deadline for them to be embedded as far as possible by the end of 2024. The report published today concludes that firms have ... WebApr 30, 2024 · There is no better time to brush up on your FCA compliance practices. With SMCR regulation now underway and the FCA having recently revised their guidance on how to treat vulnerable customers, as well as new initiatives and focuses emerging around mis-selling, cryptoassets and claims management, it is clear that the world of regulation … charlie be quiet download
DMPs under FCA Consumer Duty
WebExperienced compliance professional with excellent knowledge of the FCA regulatory environment, with particular focus on investment firms. Committed to providing pragmatic advice in line with FCA expectations and industry practice. Extensive experience in implementing regulatory change. Excellent interpersonal skills and experienced in … WebFCA Warning List . Find our most up-to-date warnings of firms and individuals running scams or operating without authorisation. ... What firms and customers can expect from … WebFeb 19, 2024 · In 2024, the PRA published a policy statement (PS11/19) and a Supervisory Statement (SS3/19) setting out its expectations for how banks and insurers should be addressing the financial risks from climate change. Overall it wants the firms it supervises to take a strategic, holistic and long term approach to the integration of climate change into ... hartford bushnell upcoming events